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DMF (Drug Master File) and CTD (Common Technical Document)

    

Global Regulatory Affairs Consulting Agency, KGMP CORP.

DMF (Drug Master File) and CTD (Common Technical Document)


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KGMP is a trusted leader in drug and OTC consulting, providing expert guidance to navigate market-specific requirements and ensure compliance with local and global regulations, facilitating safe export and distribution.


Drug DMF and CTD Compliance: Essential Insights for Your Business

DMF (Drug Master File) and CTD (Common Technical Document) are structured regulatory documents essential for pharmaceutical market approval, providing comprehensive details on drug substances, formulation, manufacturing processes, quality control, and safety data to ensure compliance with global regulatory standards. (QSR).

As fundamental components of pharmaceutical regulatory submissions, DMF and CTD streamline the approval process across multiple markets. However, due to varying regulatory requirements in different countries, modifications may be necessary to align with specific national standards. Our expertise in global pharmaceutical regulations ensures seamless adaptation, helping you navigate market-specific requirements efficiently.


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Key Stage of DMF and CTD

The Drug Master File (DMF) and Common Technical Document (CTD) are often used interchangeably or misinterpreted, leading to confusion and regulatory non-compliance. While both documents play a crucial role in supporting pharmaceutical manufacturers in meeting regulatory requirements and ensuring product safety, each serves a distinct function in drug approval processes.

Our specialists assist in preparing and reviewing DMF and CTD documentation in accordance with extensive regulatory guidance from authorities in your target market. With our expert evaluations, you can streamline the approval process, ensuring compliance with global standards. Leveraging our deep expertise in international regulations, we help consolidate country-specific requirements into a comprehensive and efficient document, optimizing your regulatory strategy for seamless market entry.




DMF (Drug Master File)

A Drug Master File (DMF) is an independent document containing detailed information on active pharmaceutical ingredients (APIs), manufacturing processes, quality control (QC), and stability. It is submitted by API manufacturers and registered with regulatory authorities such as the FDA and EMA, allowing drug product applicants to reference it in their submissions. DMF submission requirements and review processes vary by country. Accurate preparation and submission of a DMF are critical to preventing approval delays and ensuring smooth market access.

 

Q1) Type of DMFs

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Type I: Manufacturing Site, Facilities, Operating Procedures, and Personnel

This type includes information about the manufacturing site, facilities, operating procedures, and personnel involved in the production process. It provides an overview of the operational capabilities and resources necessary for the manufacturing of the drug substance or product.

Type II: Drug Substance, Drug Substance Intermediate, and Material Used in Their Preparation; or Drug Product

Type II covers details related to the drug substance, including intermediates and raw materials used in its preparation. It also includes information about the drug product, such as formulation, manufacturing processes, and quality control measures for both the drug substance and the final product.

Type III: Packaging Material

This type includes information about the materials used for packaging the drug product. It covers details on the composition, quality control, and specifications of packaging materials to ensure product stability and integrity.

Type IV: Excipient, Colorant, Flavor, Essence, or Material Used in Their Preparation

Type IV focuses on excipients, colorants, flavorings, essences, or other materials used in the preparation of the drug substance or product. It includes data on the identity, quality, and quantity of these components to ensure their safety and compliance with regulatory standards.

Type V: Accepted Reference Information

Type V consists of accepted reference information, such as master files or other references previously approved by regulatory authorities. It provides supplementary information that may support the safety, quality, or efficacy of the drug substance or product based on prior submissions or approvals.


 

Q2) DMF Contents

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A. Confidential Part

      Manufacturer

      Manufacturing facility and GMP

      Description of the manufacturing process and process controls

      Control of materials

      US Agent appointment and authorization

      Owner/operator contact information


B. Non-confidential Part

      General information

      Specification

      Control of critical steps and intermediates

      Process validation and/or evaluation

      Manufacturing process development

      Material Characterization

      Quality Control

      Reference standards or materials

      Container closure system

      Stability

      Shelf-life


Q3) DMF Life-cycle Management

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      Preparation and submission of annual reports

      Preparation and submission of amendments

      Response to queries to facilitate the approval of amendment filings

      Updating and comprehensive revision of DMF submissions


CTD (Common Technical Document)

The Common Technical Document (CTD) is an internationally recognized standard format for drug approval submissions, established by the International Council for Harmonization (ICH). The CTD format is adopted by major regulatory authorities, including the FDA (U.S.), EMA (Europe), and PMDA (Japan), and serves to enhance the efficiency of the drug review process while standardizing submission documents. The electronic version, eCTD, is increasingly being implemented, and CTD or eCTD submission is required in most countries. Accurate preparation of the CTD is essential for obtaining prompt approvals and ensuring successful market entry globally.


Q) Module of CTD

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Module 1: Regional and Administrative Information

This module includes region-specific administrative documents, such as application forms, legal documents (e.g., GMP certificates, licenses), and labeling information tailored to the requirements of the target regulatory authority.

Module 2: Overall Summary

Module 2 provides a comprehensive summary of Modules 3, 4, and 5. It includes the Quality Overall Summary (QOS), Non-clinical Overview, and Clinical Overview. This section offers an abstract of the documents provided in the entire submission, highlighting key points from each module.

Module 3: Quality

This module contains documents related to chemistry, manufacturing, and control (CMC) of both the drug substance and drug product. It provides detailed information on the formulation, manufacturing process, quality control, and stability data required for regulatory review.

Module 4: Safety

Module 4 includes non-clinical safety data, such as pharmacological, pharmacokinetic, and toxicological studies. It also includes stability data relevant to the safety of the drug substance and drug product.

Module 5: Efficacy

This module contains clinical study reports and a critical assessment of clinical data. The applicant provides an in-depth analysis of the clinical trial results, including efficacy, safety, and risk-benefit considerations, to support the drug's approval.



Remember that different regulations apply in each country.

Contact us today to discover how our drug ingredient and label compliance can benefit your business.


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